Compliance Business Analyst – New York


New York



As a Business Analyst consultant, you will be onboarded in the IT Business Analyst team, to manage, coordinate and handle several projects related to compliance, such as AML / BSA subject, risk assessment, etc.


Your mission


  • Assist in/coordinate the development and enhancement of data for the annual AML, Sanctions and Anti-Bribery and Corruption Risk Assessments to ensure relevant inherent risks and mitigating controls are identified as well as identifying areas for enhancement;
  • Data analytics, including analysis of metrics impact on Compliance Risk Assessment scoring and weighting methodologies;
  • Perform quality assurance reviews of risk assessment data to verify effectiveness of methodology, and accuracy and consistency of data across scope of the assessment;
  • Analysis of results data by risk theme, desk, entity and other criteria;
  • Interpret information and regulatory requirements in order to define and manage data requests;
  • Work closely with Information Technology and other stakeholders to properly resolve any system, process or project issues identified in a timely manner;
  • Work with Core Compliance and AML Compliance in order to ensure accurate results of key risk assessment reports and data;
  • Assist with the development and ongoing maintenance of an inventory of risk profiles and/or statements to categorize regulatory requirements;
  • Update/draft data strategy documents for the risk assessments;
  • Prepare status reports.

Is this project fiting for you ?


Your competences:

  • Minimum 5 years’ experience working for a financial services firm and/or self-regulatory organization within a compliance risk assessment function;
  • Outstanding data analytics capability;
  • Computer skills including Access/SQL databases, Excel, Word, PowerPoint, and ability to create and manage complex excel spreadsheets;
  • Experience with Business Object sis a plus;
  • Experience in AML/BSA/OFAC compliance;
  • Good project management skills, including ability to prioritize, deploy resources to meet deadlines and follow through on completion of complex, high-profile projects;
  • Experience working with manual Compliance Risk Assessment processes and automated compliance platforms (a plus).

Your key assets:


  • Ability to coordinate efforts within compliance teams as well as across multiple business units and cultures;
  • Strong writing skills, detail oriented with strong follow-up capabilities;
  • Willingness and ability to adjust to multiple demands, shifting priorities, and rapid change in a fast moving environment.

Join us!

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